Friday, November 21, 2014

Six Features of a 17a-4 Consolidated D3P. A Guide for Small FINRA Firms

A Consolidated Designated Third Party or D3P is a solution offered by a single provider, priced at one flat monthly fee that contains everything needed to achieve all the electronic records archiving requirements of SEC 17a-4.



via Business - United States - Latest News http://ift.tt/11BOQ97

No comments:

Post a Comment